Chiropractic & Manual Therapies 2025 (Oct 21); 33: 46

Table 1.

Overall summary of studies reporting on patient safety culture research in the chiropractic profession
Theme Lead author, year (Country) Objectives Study design Combined pertinent results Implications Patient safety pyramid levels addressed WHO GPSAP strategic objectives addressed
Adverse event research Terret 1992 (Australia) To review, classify and explore the possible causes and mechanisms of injury from SMT to the low back Qualitative descriptive research A rationale for preventing complications from SMT could be based on knowledge of causes of complications, contraindications to SMT, diagnostic assessment of patients, and the selection and implementation of appropriate techniques. Patient-related and practitioner-related causes of complications are explored, and an algorithm for clinical decision-making is presented A theoretical framework for preventing complications can be developed based on knowledge of the causes of reported complications and contraindications, knowledge and skills in diagnostic assessment, knowledge and skills in selecting and implementing techniques, identification strategies to prevent cauda equina syndrome, and using an algorithm in clinical decision-making relating to low back SMT Performance Processes Safety of Clinical Processes
Adverse event research Rubinstein 2007 (Denmark and The Netherlands) To describe both positive clinical outcomes and AEs following the first 3 treatments in a large cohort presenting with neck pain to 79 chiropractors Observational study While 50% of the study population experienced an AE, only 1% reported it much worse at the end of the study period. Therefore, these AEs should not be misconstrued as a measure or indication of harm or be confused with (the lack of) perceived recovery. AEs are most prevalent at the beginning of treatment and diminish thereafter in frequency, suggesting treatment approach modification may be beneficial at the start. It was found that symptoms often viewed as a consequence of treatment (headache, nausea, dizziness) were present in many subjects at baseline and could be erroneously attributed to the treatment AEs following treatment are common and, in some cases, severe in intensity, but this study shows that the benefits of chiropractic care for neck pain seem to outweigh the potential risks. Many symptoms resembling an AE were present in nearly all the subjects at baseline and diminished in frequency in the population during the first three months. This demonstrates the need to record baseline status for concomitant symptoms to avoid erroneously ascribing their incidence to treatment Performance Processes Safety of Clinical Processes Information, Research, and Risk Management
Adverse event research Vohra 2007 (Canada) To systematically identify and synthesize available data on AEs associated with pediatric SMT Systematic/ scoping review Nine serious AEs occurred in children under 13 years of age. Practitioner surveys reported insufficient pediatric training for complementary and alternative medicine (CAM) providers. Collaborating with experts in pediatric education toward developing a standardized pediatric curriculum for CAM providers may offer a way forward. Such collaboration should involve the development of guidelines for medical referrals, joint integrative care between physicians and CAM providers, and developing a scope of practice for pediatric chiropractic and osteopathic care SMT is common among children, and although serious AEs have been identified, their true incidence remains unknown. Patient safety demands greater collaboration between the medical community and other healthcare professionals, particularly chiropractors, so we can investigate and report SMT-related harms Performance Processes Safety of Clinical Processes Health Worker Education, Skills, and Safety Synergy, Partnership, and Solidarity
Adverse event research Miller 2008 (United Kingdom) To identify any AEs to chiropractic care occurring in the pediatric patient and to evaluate the risk of complications arising in the pediatric patient resulting from chiropractic care Observational study The Chiropractic Reporting and Learning System (CRLS), developed as part of clinical risk management to report all patient safety incidents, has been expanded to include parent reports of treatment side effects. This system has been instituted to prospectively collect all parental reports of negative reactions to pediatric treatment. This will result in a more accurate accounting of adverse treatment reactions in our clinic Prospective investigations into the frequency and types of negative side effects are essential to document the safety of chiropractic treatment for pediatric patients and to learn about the types of reactions young children experience. This will allow chiropractors to inform parents of what is a normal reaction to chiropractic treatment and detect any risks of our treatment in pediatric care Performance Processes Safety of Clinical Processes Information, Research, and Risk Management
Adverse event research Carnes 2010 (United Kingdom) To seek an expert consensus definition of AEs in relation to manual therapy by exploring understanding and meaning using a modified Delphi technique Delphi consensus panel Major AEs are seen as medium to long-term, moderate to severe, and unacceptable; they usually require further treatment and are serious and distressing. Moderate AEs are described as major AEs but only moderate in severity. Mild and "not adverse" AEs are short-term and mild, non-serious; the patient's function remains intact and transient/reversible, and no treatment alterations are required because the consequences are short-term and contained The definitions obtained following this Delphi study can be used to categorize or classify AEs in the context of manual therapy. Not only is a logical hierarchy presented, but also this definition allows for classifying those events that occur that may be regarded as "not adverse". The application of this definition may be helpful in both research and clinical settings for recording and documenting the nature, type, prevalence, and incidence of AEs to increase understanding and contribute to knowledge in this area Performance Processes Information, Research, and Risk Management
Adverse event research Leach 2010 (United States) To present a retrospective case series of patients with symptoms and signs suggesting a stroke and discuss the potential for education/promotion initiatives in chiropractic Case series Patients will seek chiropractic care when they have signs and symptoms suggestive of a stroke. Education programs for recognizing early signs of stroke in chiropractic clinics are necessary, and the use of the FAST tool may be appropriate. Chiropractors have a role in educating patients on the role of health and wellness in stroke prevention and prompting lifesaving referrals of emergency presentations Patients with symptoms and signs of stroke may present to chiropractors. To avoid potentially catastrophic delays in receiving potentially lifesaving treatment, chiropractors must be informed regarding risk factors, prevention, screening, and early recognition of symptoms and signs. Chiropractic health education research must evaluate chiropractors' training in this area Performance Processes Safety of Clinical Processes Health Worker Education, Skills, and Safety
Adverse event research Carlesso 2011 (Canada) To describe how patients define AE associated with manual therapy techniques Qualitative descriptive research This exploratory study identified that patients define an AE in manual therapy through a multi-factorial process determined by antecedent, sequelae, and universal elements and that how they view an AE is, to some extent, modifiable. Trust, patient education, expectations, treatment experience, presenting with an acute or chronic condition, body awareness, and weighing benefits versus harm can influence patient perceptions of an AE. Further study of what responses patients view as acceptable or normal and not adverse is required to validate these findings. This, in turn, can influence future data collection of AEs in manual therapy studies Standardized definitions of AE in MT can be created in a multi-stakeholder process inclusive of the patient perspective to help reconcile differences between patient and practitioner viewpoints. However, before proceeding with the standardization process, it is suggested that additional studies be conducted to inform the patient's perspective further. Areas requiring development include the perspective of patients who have sustained moderate to major AEs in relation to manual therapy treatment and the exploration of patients' opinions on what symptoms are adverse or not Performance Processes Values Safety of Clinical Processes Patient and Family EngagementInformation, Research, and Risk Management
Adverse event research Walker 2013 (Australia) To establish the frequency and severity of adverse effects from short-term usual chiropractic treatment of the spine when compared with a sham treatment group RCT Results suggest that many AEs experienced after chiropractic treatment result from natural history variations or nonspecific effects. Some studies demonstrated that the AEs reported by participants in either the placebo or the sham arm mirror the AEs in the active intervention arm. An expectation of AEs coupled with not wanting to experience AEs may promote nonspecific effects contributing to AEs. Framing information about AEs in positive terms rather than negative terms can lead to a lower AE rate AEs resulting from chiropractic are common. Most AEs resulting from chiropractic are benign and transitory. A substantial proportion of AEs resulting from chiropractic seem to be due to nonspecific effects Performance Processes Safety of Clinical Processes Patient and Family Engagement
Adverse event research Hebert 2015 (Australia and The Netherlands) To systematically search the literature for studies reporting serious AEs following lumbopelvic SMT and to describe the case details Systematic/ scoping review Clinicians should be diligent in screening patients and maintain a high index of suspicion for cauda equina syndrome when patients present with one or more of the following signs or symptoms: (1) bladder and/or bowel dysfunction, (2) reduced sensation in the saddle area, or (3) sexual dysfunction with possible neurologic deficits of the lower limb. Accurate reporting of provider type and treatment details in research will aid in accurate estimates of incidence and the exploration of possible risk factors or predictors of serious AEs that are likely to enhance clinical decision-making for healthcare providers and help patients make informed healthcare decisions Information such as the SMT description, the patient's pre-SMT presentation, and AE details were lacking. Additional high-quality research is needed to estimate better the incidence of AEs associated with lumbopelvic SMT and to elucidate the relationship between this therapy and the types of AEs reported Performance Safety of Clinical Processes Information, Research, and Risk Management
Adverse event research Puentedura 2015 (United States) To retrospectively analyze all available documented case reports in the literature describing patients who had experienced severe AE after receiving TJM to their thoracic spine Systematic/ scoping review Practitioners should use appropriate force when delivering thoracic manual therapy and screen for contraindications (though there is a lack of valid and reliable screening tools). They are cautioned to take a thorough history and look for common preexisting conditions, including osteopenia/osteoporosis. More standardized information for AE reporting in research is needed Clinicians need to manage manipulation force and perform a thorough examination to mitigate the likelihood of AEs. Based on the results of this review, we propose that cases regarding AEs in the thoracic spine should provide more standardized information Performance Safety of Clinical Processes Information, Research, and Risk Management
Adverse event research Todd 2015 (Australia) The purpose of this study was to review the literature for cases of AEs in infants and children treated by chiropractors or other manual therapists, identifying treatment type and if a preexisting pathology was present Narrative review When treating the pediatric population, practitioners should consider appropriate history, screening, and examination methods, modify the level of force, and implement more comprehensive levels of AE recording. Undergraduate training requires more exposure to many patients (including children) Serious AEs in infants and children receiving manual therapy are exceedingly rare. Thorough history and examination, appropriate technique selection/application, systematic AE reporting, and rigorous education may reduce AEs across all manual therapy professions Performance Processes Safety of Clinical Processes Health Worker Education, Skills, and Safety
Adverse event research Swait 2017 (United Kingdom) To characterize and summarize the available literature on risks and to describe implications for clinical practice and research Systematic/ scoping review Benign AEs are common, affecting 23–83% of adult patients. They are mostly mild-moderate and transient and commonly include musculoskeletal pain, stiffness, and headache. Patients presenting with moderate to high levels of neck disability may have an approximately three times greater likelihood of experiencing transient neurological symptoms. Cervical manipulation may carry a greater risk compared with cervical mobilization or thoracic manipulation in patients with neck pain. Non-specific effects or natural progression may also contribute to reporting benign AEs. Conducting a thorough case history and examination is essential before treating to screen for risk factors Preexisting pathology may raise the risk of AEs. Therefore, detailed screening for known risk factors is essential before applying any manual therapy to a patient of any age. By disseminating their case details first-hand, clinicians can also help elucidate uncertainties arising around serious AEs due to inaccurate case reporting Performance Processes Safety of Clinical Processes Patient and Family Engagement Information, Research, and Risk Management
Adverse event research Zorzela 2018 (Canada) To develop and test a tool to assess the causality of direct and indirect AEs associated with therapeutic interventions Qualitative descriptive research A tool was created and validated to adjudicate the causality of AEs associated with a health intervention. It assesses direct and indirect harm (where the intervention caused a delay in diagnosis or treatment, such as the delay is the cause of the harm). The assessment of indirect harms is important to understand the factors leading to the event and, therefore, avoid the recurrence of similar events A tool to assess the causality of AEs was developed and tested. Causality assessment is a critical part of assessing AEs. We proposed a novel method to assess direct and indirect harms related to the product(s), device(s), practice, or a combination thereof Processes Safety of Clinical Processes Information, Research, and Risk Management
Adverse event research To 2020 (Canada) To identify commonalities among cases of rib fractures after SMT; discuss chiropractors' case management perspectives; and propose strategies for prevention/ management Case series Chiropractors learned it was important to (1) verify and update factors associated with rib fractures, display updated Bone Mineral Density (BMD) information in the file, and mitigate risk by modifying treatment; (2) communicate before SMT and/or after an AE (including prior informed consent), while understanding patient's perspectives post-AE is important; and (3) enhance student education on AE management by promoting a learning vs. blame culture Important lessons can be learned from AEs despite their infrequent occurrences. As patient safety is a global healthcare challenge, chiropractors need to be leaders in creating an open and constructive patient safety environment within their profession. Prevention and mitigation factors for rib injury include verifying and updating potential AE contributing factors, open and honest communication with the patient, and enhancing student education to improve the patient safety culture Performance Processes Values Safety of Clinical Processes Patient and Family Engagement Health Worker Education, Skills, and Safety Information, Research, and Risk Management
Adverse event research Weis 2021 (Canada and United States) To update a previous critical review of AEs in pregnant and postpartum populations Systematic/ scoping review AEs following SMT in pregnant/postpartum patients appear to be scarce. Future research should not only report the presence or absence of AEs but also determine the AEs that occur at each of the different pain locations. Contraindications to SMT are evident during a careful history/physical exam, and practitioners should consider prothrombin and joint laxity risk facts when determining a treatment plan. Higher-risk pregnant women should be treated with additional caution with counseling on risks and education about neurovascular complications Although we call for improved reporting of such AEs in all papers going forward, these events appear rare. Future research should focus on properly reporting all AEs while assessing the efficacy of appropriate treatment options for these populations Performance Processes Safety of Clinical Processes Information, Research, and Risk Management
Adverse event research Funabashi 2022 (Canada) To map the scientific literature defining AEs and their respective classification systems following spinal or peripheral joint manipulation and mobilization for musculoskeletal conditions in an adult population Systematic/ scoping review The lack of standardization of terms, definitions, and classification systems may contribute to the lack of AE reporting systems within the professions that use joint manipulation or mobilization interventions. Determining causality between the delivery of a manual intervention and AE is challenging. A standardized operational definition of an AE is needed to facilitate this process. Developing a standardized classification for AEs following spinal and peripheral joint manipulation and mobilization could provide a common language for all professions that use these interventions and facilitate identification, reporting, and communication about AEs, promoting interprofessional learning and advancing patient safety A consensus on standardized terms, definitions, and classification systems for AEs related to these interventions is urgently needed. It could advance strategies to enhance patient safety for all professionals who deliver these interventions Performance Processes Safety of Clinical Processes Information, Research, and Risk Management Synergy, Partnership, and Solidarity
Adverse event research Dolbec 2024 (Canada) To evaluate the feasibility to conduct a pragmatic prospective study aiming to report the frequency of immediate and delayed (48 h post-treatment) AEs associated with manual therapies in children of 5 years or less Observational study The results support the feasibility of conducting a large-scale study evaluating AEs reported following chiropractic care in children of 5 years or under using the electronic SafetyNET reporting system. Findings suggest that targeting clinicians who have a marked interest in the treatment of children ensures clinicians' engagement. Using a reporting system available on an electronic platform resulted in a low attrition rate. Two main challenges were identified by participating clinicians about the feasibility of participating in the study: complexity with patient consent to participation before treatment and time burden for the clinician and their clinic staff. However, these challenges were related to study procedures and not related to AE reporting processes Further patient-safety research is necessary in the pediatric population to properly inform legal guardians and clinicians about the potential AEs associated with manual therapies and thus provide more fully informed consent to care Performance Processes Safety of Clinical Processes Information, Research, and Risk Management
Assessing clinical trial safety reporting Carlesso 2010 (Canada) To synthesize the literature that has reported AEs related to both cervical manipulation and mobilization techniques across professions at the highest possible level of evidence Systematic/ scoping review This review identifies the need for more stringent reporting of AEs in manual therapy efficacy trials. This also encompasses the implementation of standardized definitions of AEs. In most eligible studies, increased neck pain and headaches were the most commonly captured AEs. These are often primary outcomes for efficacy studies. Neck pain is typically measured on a continuum and is prone to fluctuation. If studies continue to report increased neck pain as an AE, there should be a consensus as to the threshold where the degree of increase in neck pain is deemed adverse. Definitions of AE need to address aspects beyond an increase in symptoms. Severity, duration, and onset will help make these differentiations possible If trials start to incorporate the capturing of AE in their study design and adopt the CONSORT Statement extension on harm reporting guidelines, valuable information on mild to moderate AEs can be added to this area. Large-scale observational studies are the most appropriate to detect AEs and are likely the only way serious AEs will be captured. Such studies should be conducted across manual therapy professions, not just chiropractic Performance Safety of Clinical Processes Information, Research, and Risk Management
Assessing clinical trial safety reporting Turner 2011 (Canada and United States) To assess the quality of safety reporting in complementary and alternative medicine (CAM) RCTs, and to explore the influence of different trial characteristics on the quality of safety reporting Qualitative descriptive research Safety reporting across trials of CAM interventions is inadequate and often ignored altogether. This has implications for systematic reviewers, as the synthesis of harms from individual trials will be seriously compromised. CONSORT guidance needs to become the standard procedure for authors and editors when presenting findings for all trials The overall conclusions of both evaluations are consistent in that the percentage of trials reporting harms and the adequacy of their reporting are largely inadequate irrespective of defined predictors. We hope that these data will impress journal editors, who, in turn, will now endorse reporting guidelines as an important way to improve the quality of reporting harms Performance Processes Information, Research, and Risk Management
Assessing clinical trial safety reporting Marchand 2015a (Italy) To perform a literature search to identify relevant studies on pediatric SMT and chiropractic manipulative therapy and to assess if safety terminology was consistent with the International Conference on Harmonization of Technical Requirements for Registration of Pharmaceuticals for Human Use (ICH) Narrative review The presented template for chiropractic safety incident reports could increase coherence and ease of information gathering/comparison in future research. It will improve the quality of information gathered and the ability to compare between studies. It is important to record patient diagnoses, consider using consistent terminology across authors, and prospectively gather evidence on the occurrence of AEs Recording, classifying, and differentiating between side effects and adverse reactions will help promote safer pediatric practice. By encouraging clinicians to report safety incidents constructively, data could be gathered and analyzed. A list of normal side effects and out-of-the-norm adverse reactions could allow researchers to better search for and identify risk factors in the pediatric population Performance Safety of Clinical Processes Information, Research, and Risk Management
Assessing clinical trial safety reporting Gorrell 2016 (Australia and Canada) To describe the extent of AEs reporting in published RCTs involving SMT, and to determine whether the quality of reporting has improved since publication of the 2010 Consolidated Standards Of Reporting Trials (CONSORT) statement Systematic/ scoping review Our review highlights the inadequate reporting on all classifications of AEs. Quantifying the relative incidence of all AE classifications is required to accurately inform patient choice about SMT. One of the main obstacles to the adequate reporting of AEs associated with SMT is the lack of a standardized definition. Our findings support the literature that reports that while mild and moderate AEs are relatively common, major events are extremely rare. However, RCTs may not be the most accurate way to gather incidence data on major AEs, as the poor quality of their reporting has compounded the problem Although the reporting of AEs has increased since the introduction of the 2010 CONSORT guidelines, the current level should be seen as inadequate and unacceptable. We recommend that authors adhere to the CONSORT statement when reporting AEs associated with RCTs. Standardization of the nomenclature and the development of a uniform classification system, as well as the development and validation of tools used to collect AE data, are necessary to allow the pooling of data for meta-analysis in the future Performance Information, Research, and Risk Management
Assessing clinical trial safety reporting Gorrell 2023 (Australia and Switzerland) To describe if there has been a change in the reporting of adverse events associated with spinal manipulation in randomised clinical trials (RCTs) since 2016 Systematic/ scoping review The percentage of included studies reporting on AEs increased from 38% in 2016 to 61% in the current study. Of the 61% only 38% reported directly on AEs and only 23% provided an explicit definition of AEs—reporting of adverse events in RCTs involving spinal manipulation remains poor and is not consistent with established standards. Further complicating this issue is the vast heterogeneity of terms (ie, ‘adverse effect’, ‘side effect’, ‘harm’, etc.) used to describe adverse events. This is disappointing given that there have been many calls in the literature for the improvement of adverse events reporting in RCTs, and for the development and use of standardised definitions and classification systems By reporting these analyses in a single manuscript, we hope it is clearer for readers to identify that the current level of reporting of adverse events associated with spinal manipulation in RCTs is both poor and not consistent with established standards Performance Safety of Clinical Processes Information, Research, and Risk Management
Assessing clinical trial safety reporting Stickler 2023 (United States) To describe variability in spinal manipulation technique details and AE documentation of SMT during pregnancy Narrative review There is variability in reporting SMT techniques and documenting the severity of AEs in the pregnant population, as well as inconsistency in reporting on the technical aspects of the treatment. Such variability may impact determining the appropriateness and relative risk of applying SMT in the pregnant population and make reproducing methods in future investigations difficult Reporting of AEs after SMT should be standardized in the clinical and research settings to inform safety recommendations. Further research is needed to determine if SMT is an effective and safe treatment for pregnant women with musculoskeletal pain Performance Safety of Clinical Processes Information, Research, and Risk Management
Patient safety attitudes, opinions, and practice Pohlman 2016a (Canada and United States) To evaluate attitudes and opinions of doctors of chiropractic specializing in pediatric care toward patient safety Cross sectional study Pediatric chiropractor's scores were higher (suggesting more positive attitudes toward patient safety) than Agency for Healthcare Research and Quality (AHRQ) medical doctors and offices, except for information exchange with third-party payors. The patient safety items and quality issues identified as irrelevant to their practice were updating a patient's medication list and following up on critically abnormal results from a lab or imaging test within 1 day. There is value in developing a patient safety culture database for SMT providers, as it would allow more advanced quality improvement initiatives to be designed and their impact measured. We recommend that future research initiatives on patient safety include this survey and the development of such a database This is the first survey to evaluate patient safety attitudes and opinions from the pediatric chiropractic profession. The survey revealed that respondents self-reported positively across most patient safety dimensions, leaving room for improvement in a few areas, such as medication documentation and abnormal diagnostic laboratory feedback. This population is well suited to implement a patient-safety reporting system Performance Processes High Reliability Systems Safety of Clinical Processes Patient and Family Engagement Information, Research, and Risk Management
Patient safety attitudes, opinions, and practice Porcino 2017 (Canada) To assess chiropractic and naturopathic doctors' knowledge, attitudes, and behavior with respect to the pediatric patients in their practice Cross sectional study Chiropractors and naturopaths rated lecture training in pediatric care as adequate, while hands-on training was rated as inadequate. Even with enhancements to pediatric education in the past five years, provider comfort (somewhat/very comfortable) was significantly lower for those trained post-2009 There is a need to enhance pediatric training to address gaps identified by practitioners; emphasis should be given to conditions that enhance patient safety. We call for greater collaboration between conventional and complementary therapy educational institutions to share core pediatric curricula about conditions that could harm children if not recognized to help future healthcare providers of all disciplines meet the needs of children in their care Performance Processes Health Worker Information, Skills, and Safety Synergy, Partnership, and Solidarity
Patient safety attitudes, opinions, and practice Funabashi 2018 (Canada) To develop or adapt, validate and implement an assessment tool to measure patient safety attitudes and opinions of community-based SMT providers Cross sectional study SMT providers had similar or better patient safety dimension scores compared to the Agency for Healthcare Research and Quality (AHRQ) 2016 medical offices database. Work pressure & pace dimension scored much higher than the AHRQ database, indicating that respondents often felt rushed and may have too many pts for the time available. Identified barriers to a reporting system included time pressure, patient concerns, a lack of a clear definition of a reportable event, and potential regulatory and legal implications. SMT provider respondents scored lower than medical officers in items related to regular medical list updates and abnormal lab/imaging tests not being followed up by 1 business day. There is a need for processes and systems to accommodate providers' busy workloads and reduce potential staff burnout By understanding SMT providers' opinions and attitudes towards patient safety and identifying areas for improvement, organization-specific strategies can be developed to support a culture of patient safety and promote quality improvement Performance Processes Values High Reliability Systems Health Worker Education, Skills, and Safety Information, Research, and Risk Management
Patient safety attitudes, opinions, and practice Salsbury 2019 (United States) To describe DC attitudes toward integrative medicine and interprofessional care for older adults with back pain, and to identify DC self-reported interdisciplinary referral and co-management patterns for older patients Cross sectional study Chiropractors scored highly on a subscale for the perceived safety of integrative medicine, moderately for openness to interprofessional practice and readiness to refer, and low on the willingness to learn from other paradigms subscale. Chiropractors expressed some lack of confidence in managing back pain in older patients and may need additional education. Clinical experiences in which chiropractic students care for older patients alongside primary care providers, mental health specialists, and social services professionals could develop these needed skill sets and improve clinical outcomes Doctors of chiropractic may benefit from interdisciplinary geriatric education programs that enhance their knowledge about team-based collaboration with biomedical providers and integrative medicine strategies for caring for older people with back pain. Health care delivery systems that bring together manual therapists with different expertise may be a starting point to develop effective collaboration models for doctors of chiropractic working with older adults Processes Values Health Worker Education, Skills, and Safety Synergy, Partnership, and Solidarity
Patient safety attitudes, opinions, and practice Funabashi 2020 (Canada and United States) To identify beliefs, perceptions and practices of chiropractors and patients regarding benign AEs post-SMT and potential strategies to mitigate them Cross sectional study Most clinicians believe benign AEs occur infrequently post-SMT, and just over half of patients reported experiencing one. Both groups did not believe they were related to specific SMT techniques or anatomical areas but thought mitigation strategies might be possible. Patient education may be the most beneficial strategy, and provider-patient communication needs to be improved concerning its rationale Both clinicians and patients believe benign AEs occur post-SMT, with pain/soreness, headache, and stiffness being the most common benign AEs. However, clinicians' and patients' beliefs related to strategies to mitigate benign AEs post-SMT differed primarily in applying icing and stretching. Aligning beliefs and perceptions of clinicians and patients related to mitigation strategies may contribute to reducing benign AEs post-SMT Performance Processes Values Safety of Clinical Processes Patient and Family Engagement
Patient safety attitudes, opinions, and practice Pohlman 2020c (Canada, United States, and United Kingdom) To evaluate patient safety attitudes of clinic stakeholders in 5 international chiropractic teaching programs Cross sectional study For most Agency for Healthcare Research and Quality (AHRQ) survey domains, the chiropractic programs had significant gaps compared with the Canadian community-based providers and the medical academic programs in patient safety attitudes, with qualitative findings from the chiropractic sample accentuating specific areas for improvement. Explanations for these gaps need further exploration but may be explained by the initial focus of the patient safety culture movement encouraged on the medical systems due to the higher prevalence of severe patient conditions, shorter visit times affecting patient-provider relationships, more funds available to direct toward this initiative, and improved organizational structure/employees understanding of safety culture within most medical systems allowing for less fear of consequences for staff who identify/report errors. Our findings highlight the need for continued focus on patient safety training for chiropractic students and clinicians alike Clinic stakeholders identified multiple areas for improvement in patient safety within chiropractic educational programs. Teamwork and information exchange were considered strengths in these settings. Respondents emphasized the need for patient-centered administrative priorities, improved work pressure/pace, standardized office processes, and enhanced communication about patient care between clinic stakeholders. Student feedback articulated the emotional side of missed opportunities in patient safety and suggested key areas for additional training for trainees and faculty alike Performance Processes Values High Reliability Systems Safety of Clinical Processes Information, Research, and Risk Management
Patient safety attitudes, opinions, and practice Alcantara 2021 (United States, Australia, and Canada) To assess the safety attitudes, safety practices and contributing factors to patient safety utilizing the SCORE instrument, and to determine variables that might contribute to an improved safety climate and lower burnout Cross sectional study Healthcare worker burnout and work-life balance are missing topics in safety culture assessment instruments. In addition to higher safety climate ratings and lower burnout ratings, most chiropractor responders in this study provided a positive outlook in their work environment with growth opportunities, the ability to participate in decision-making, and advancement in practice. In this study, decision-making, teamwork climate, and local leadership heavily influenced the safety climate in the workplace. Patient Safety Leadership Walkrounds were identified as a deficit among this group. Most chiropractor responders indicated a more optimal work-life balance, with the strongest association with burnout climate and personal burnout Decision-making, teamwork, and local leadership were found to heavily influence the safety climate in the chiropractic workplace among the study's respondents. Most chiropractors could benefit from a patient safety leadership walkaround to discuss safe care delivery Performance Processes High Reliability Systems Safety of Clinical Processes Health Worker Education, Skills, and Safety
Patient safety attitudes, opinions, and practice Funabashi 2021 (Canada, United States, and Denmark) To describe perceptions of patient safety among chiropractors and physiotherapists who provide SMT Qualitative descriptive research Five common themes emerged in chiro/physio perceptions on patient safety: Doing Our Best for Patient Safety, Putting Patients First, Working and Learning Together, Organizing Practice Processes, and Considering Practitioners Identity. However, diversity exists in where they are on the safety culture continuum (some more advanced, others less so). SMT providers do not share a common framework about what patient safety is and struggle to identify/manage concerns. Possible difficulty in implementing/sustaining patient safety initiatives is due to cultural differences in each clinical setting These findings add to our understanding of how manual therapists offering SMT think about patient safety in their clinical practices. Work is needed to improve patient safety culture and patient safety itself by building interprofessional teams, improving knowledge exchange, identifying AEs, and providing learning opportunities Performance Processes Values High Reliability Systems Safety of Clinical Processes Patient and Family Engagement Health Worker Education, Skills, and Safety Information, Research, and Risk Management Synergy, Partnership, and Solidarity
Clinical decision making Smith 2006 (United States) To describe the intra-professional referral patterns amongst chiropractors, describe the inter-professional referral patterns between chiropractors and conventional trained medical primary care physicians (MDPCPs), and to identify provider characteristics that may affect these referral behaviors Cross sectional study Chiropractors and MDPCPs tend to engage in informal practices when recommending or referring their patients to the other profession, and this lack of a direct formalized referral relationship has implications for efficiency, quality, and patient safety in the health care delivery system. This reveals concerns that need to be addressed to improve coordination and continuity of care for patients shared between these provider types. Opportunities to readily engage in informal ongoing dialogue, such as curbside consults, can implicitly standardize and improve practices of care within disciplines and between these groups Chiropractors tend to engage in informal practices when recommending or referring their chiropractic patients to the care of an MDPCP. The lack of a direct formalized referral relationship between chiropractors and MDPCPs affects efficiency, quality, and patient safety in the health care delivery system. Future studies must identify facilitators and barriers to developing positive inter-professional referral relationships between chiropractors and MDPCPs Performance Processes High Reliability Systems Synergy, Partnership, and Solidarity
Clinical decision making Rubin 2007 (United States) To illustrate the use of triage skills in a primary care, chiropractic pediatric practice. This is examined both in the new patient setting and during visit-to-visit protocol Case series Triage in chiropractic practices can aid in a clinician's differential diagnostic abilities, either at the initial or regular office visits. Most patients triaged to emergency referral were regular, presenting to see if an emergency room (ER) visit was necessary. Referral and co-management of pediatric patients should be expected regularly Triage can increase the likelihood that patients receive an optimal, safe, and effective care. It can also strengthen the chiropractor's abilities to manage patients with a variety of challenges and aid the chiropractor in identifying patients who require co-management or emergency care Performance Processes Safety of Clinical Processes
Clinical decision making Rubinstein 2008 (Denmark and The Netherlands) To examine which variables may predict AEs in subjects undergoing chiropractic treatment for neck pain Observational study Even though we examined a large number of independent variables characterizing the patient, chiropractor, and treatment delivered, only three variables were found to be predictive of AEs, namely, the reported use of rotation by the chiropractor, working status of the patient (sick leave or workers comp), and longer duration with neck pain in the preceding year. A fourth variable was protective: those patients who had visited the general practitioner (GP) in the 6 months before the first visit were less likely to have an event Although we examined many independent variables characterizing the patient, chiropractor, and treatment delivered, only three variables were found to predict AEs, and a fourth variable was found to be protective. The fact that our models were highly predictive suggests that only a few select variables are necessary to predict who will have an AE Performance Safety of Clinical Processes
Clinical decision making Miller 2009 (United Kingdom) To review the literature that investigated AEs of chiropractic care for the pediatric patient and reflect upon risk reducing behaviors in our offices to improve safety for children under our care Narrative review Few RCTs address chiropractic treatment of the pediatric patient, and only rarely do they address safety issues. Virtually all of the severe sequelae from misdiagnosis or treatment stemmed from the lack of recognition of occult pathology. Chiropractors should look at practice through a risk-reducing lens and adopt behaviors that help to minimize risk, including prospective reporting of all patient safety incidents Based on the published literature, manipulation, when given by a skilled chiropractor with years of training carried out with low forces recommended for pediatric care, has few side effects in healthy infants and children, and their recorded incidence is exceedingly low. Nothing is of greater importance in our pediatric practice than taking a proactive stance to incorporate safe practice strategies into daily practice and to report any incidents with the goal of safety and protection for all patients Performance Safety of Clinical Processes Health Worker Education, Skills, and Safety Information, Research, and Risk Management
Clinical decision making Smith 2010 (United States) To explore whether chiropractors may contribute to advancing drug safety initiatives by identifying potential adverse drug events in their chiropractic patients, and by bringing suspected adverse drug events to the attention of the prescribing clinicians Cross sectional study There is a potential role for non-prescribing clinicians such as chiropractors to identify instances of suspected adverse drug reactions or medication intolerance, nonadherence, medication errors, or other problems with prescribed drug regimens. We recommend advancing a multidisciplinary consensus-based approach to improving the integration and coordination of care for patients with suspected adverse drug reactions in the community. Prescribing clinicians, nonprescribing clinicians, and informed others, such as pharmacists, should jointly develop and disseminate appropriate standards for intra-disciplinary and inter-disciplinary clinical case management of suspected adverse drug reactions in their shared patients. Optimal collaborative care should include appropriate documentation and communication of useful information, timely notification, and diligent follow-up Our findings suggest that chiropractors or other non-prescribing clinicians can detect potential adverse drug events in the community. These detection and reporting mechanisms should be standardized, and policies related to clinical case management of suspected adverse drug events in chiropractic patients should be developed. More scholarly attention is warranted to inform further expert consensus about what constitutes a useful and necessary skillset (and requisite preparatory training) of nonprescribing clinicians to detect adverse drug events and to ensure that suspect cases are brought to the attention of the prescribing clinician in a timely and useful manner Performance Processes Safety of Clinical Processes Health Worker Education, Skills, and Safety Synergy, Partnership, and Solidarity
Clinical decision making Sadr 2012 (Canada) To explore the experience of chiropractic treatment for pregnant women who have LBP, as well as their chiropractors in providing care for such patients Qualitative descriptive research All the treating chiropractors directly stated in their interviews that they believed chiropractic treatment for their pregnant patients was safe and that they had seen no AEs. All the patients stated in their interviews that they believed chiropractic treatment was safe and had not experienced any AEs after any treatment. Patients also described their comfort levels changing with particular treatments throughout the pregnancy, while their chiropractors generally modified the treatments to make their patients feel safe and comfortable Pregnant patients appear to have benefited from chiropractic treatment, including SMT, soft tissue therapy, and exercise therapy. The pregnant patients or their chiropractors reported no AEs, and the patients involved reported being generally satisfied with their care. They had positive outcomes in reducing their low back pain symptoms and improved range of motion and overall function Performance Processes Safety of Clinical Processes Patient and Family Engagement
Clinical decision making Wangler 2013 (United Kingdom) To investigate how chiropractors manage potentially risky clinical scenarios, and how chiropractors perceive the safety climate in their workplace Cross sectional study Swiss/UK chiropractors were moderately to highly positive about teamwork, work pressure, staff training, process and standardization, communication openness, and patient tracking/following-up regarding safety culture. With clinical scenarios, chiropractors are generally unlikely to stop treatment but likely to re-evaluate, reflect on diagnosis, and alter the treatment approach. Incident reporting was found to be an unlikely option and comments revealed that this may be due to a perceived connection of reporting with guilt and error Swiss and UK chiropractors tend to manage potentially risky clinical scenarios by re-evaluating their care and changing their approach. Safety incident reporting to an online system is currently an unlikely course of action due to previously recognized barriers that need to be addressed to encourage wider use Performance Processes Values Health Worker Information, Skills, and Safety Information, Research, and Risk Management
Clinical decision making Innes 2018 (Australia and France) To explore chiropractic students' abilities to correctly identify proper management of case scenarios, and understand when treatment is indicated Cross sectional study Students were good at identifying indications to continue care, and the results generally improved with each year of study. However, the scenarios that reflected non-indication for continued care had much worse results and did not improve in higher years. Encouragingly, for an obvious contraindicated neck scenario, the results were good from the beginning and got better, but for a contraindicated LBP scenario, the results started rather badly in year 3, then improved over the program years. Students from all years were not good at stopping non-indicated care. The educative process has been unable to prepare approximately half of the students Students generally made appropriate clinical choices for when to treat, especially for contraindications, especially when there were obvious pathological findings. These skills were more apparent in the higher years of study. However, the concept of non-indication may not have been as well understood and did not differ between the years Performance Processes Safety of Clinical Processes Health Worker Education, Skills, and Safety
Informed consent Jamison 1998 (Australia) To explore, by means of a collective case study, informed consent as practiced in Australian chiropractic practice Qualitative descriptive research Practice observation suggested that chiropractors did obtain informal but seldom secured formally structured consent to examine and treat a patient. This was integrated into total patient management, where it served both to inform patients about their conditions and the proposed intervention and to involve patients in decision-making. There was a marked reluctance to initiate discussion about the potentially serious side effects of chiropractic adjustment In this study, chiropractors tended to subordinate the legal imperative to provide complete consent to the moral imperative of helping the patient make the best decision. Sensitivity to individuals as patients and people may prove to be chiropractors' best strategy for providing good health care and avoiding litigation Performance Processes Patient and Family Engagement
Informed consent Langworthy 2005 (United Kingdom) To investigate approaches to consent among a small (n = 150) sample of practicing UK chiropractors Cross sectional study UK practitioners demonstrate inconsistency and non-compliance with many informed consent components, including discussing AEs and obtaining consent prior to treatment. This represents a serious breach of both ethical and legal responsibility for these practitioners. Most practitioners surveyed felt they had not received adequate guidance in informed consent Valid informed consent is somewhat poorly understood or implemented by members of the UK chiropractic profession. An increased awareness of the need to obtain valid consent has not been matched by sufficient support and guidance from UK chiropractic statutory, professional, or educational bodies Performance Processes Policies to Eliminate Avoidable Harm in Healthcare Patient and Family Engagement Health Worker Education, Skills, and Safety
Informed consent Langworthy 2007 (United States and United Kingdom) To investigate attitudes toward and implementation of consent procedures in a sample of UK and US chiropractors and how well these practices satisfy the core ethical principles of autonomy, veracity, justice, nonmaleficence, and beneficence Cross sectional study Barriers and difficulties exist among US/UK chiropractors when discussing minor and major risks associated with treatment and obtaining informed consent. Awareness of legal or professional indemnity requirements around informed consent varied among respondents, but the majority perceived the process as both part of treatment and a legal protective mechanism for themselves These suggest that a patient's autonomy and right to self-determination may be diminished when seeking chiropractic care. Our findings further suggest that problems may also be experienced by the chiropractor in relation to the principles of justice (equality) and veracity (openness) and highlight the potential for conflict between beneficence and paternalism Performance Processes Values Patient and Family Engagement Health Worker Education, Skills, and Safety
Informed consent Langworthy 2010 (United Kingdom) To investigate the reality of risk disclosure and consequent withdrawal from manipulative treatment and to obtain insight into the attitudes of chiropractors towards informed consent and disclosure Cross sectional study 88% considered the explanation of risk associated with treatment important, but only 45% reported they always discuss this with patients, 41% reported they sometimes do, and 5% said they never do. 46% believed disclosing risk could increase patient anxiety to the extent they withdraw from treatment, 79% believed chiros have a moral/ethical obligation to disclose risk with cervical SMT, 80% believe they have a moral/ethical obligation to disclose risk with cervical SMT despite concerns of patient withdrawal from treatment (but only 45% report they always do so) Fears about increased patient anxiety leading to withdrawal from care as a direct consequence of the disclosure of risks associated with cervical manipulation may be unfounded. Inconsistency and non-compliance with the valid informed consent process remain a feature in some areas of UK chiropractic practice, despite acknowledgment of moral and ethical responsibility Performance Processes Values Patient and Family Engagement Health Worker Education, Skills, and Safety
Informed consent Dagenais 2012 (United States) To propose questions that may be helpful to educate patients considering treatment approaches to manage their LBP so that they may participate in shared and fully informed decision making Qualitative descriptive research There is a growing realization that patients with LBP would benefit greatly from a clinician who cannot only offer some of the interventions recommended by clinical practice guidelines (CPGs) but also give advice on the indications, benefits, harms, and costs of all other common treatment options. Chiropractors are well-positioned to do this. The informed consent process should ideally be centered on a clinician and patient discussion to reduce the knowledge gap and increase their ability to make an informed decision Informed consent is a tool that can be used to achieve shared decision-making before initiating a treatment regimen. An ideal informed consent process includes information on the condition being treated, the nature and purpose of the intervention, its expected benefits, harms, and available alternatives. If doctors of chiropractic are to assume a more substantial role in spine care, they will be expected to provide information to help patients make informed decisions about their health, even if this discussion results in the choice of an intervention other than SMT Performance Processes Patient and Family Engagement Health Worker Education, Skills, and Safety
Informed consent Winterbottom 2015 (Canada) To explore chiropractic patients' perceptions of exchanging risk information during informed consent and compare them with the legal perspective of the informed consent process Qualitative descriptive research Participants perceived informed consent as a social process consisting of ongoing information exchange with their practitioners and informed by interactions with family, friends, and the media. They described a process that consisted of four stages where risk information was incorporated into their decision-making: (1) preconceived ideas about safety/risk; (2) perceived practitioner competence; (3) risk discussion & consent form; and (4) patient-practitioner feedback loop. These contextual factors influenced participants' perceptions of risk and informed their decisions to receive treatment These findings suggest that patients perceive informed consent as a process rather than a static event and that educating chiropractic patients about the risks associated with treatment while satisfying the legal requirements of informed consent is possible. However, the informed consent form does not appear to be the most appropriate tool for patient education and may be more useful as a legal waiver Performance Processes Values Patient and Family Engagement
Reporting and learning systems Thiel 2006 (United Kingdom) To design and test a reporting format for patient safety incidents (PSIs) related to chiropractic practice Observational study The rate of return of incident reports by field chiropractors was disappointing, as only eight reporting forms were received from seven individual chiropractors. For Anglo-European Chiropractic College (AECC) interns, 225 PSIs were reported for 19,1008 patient contacts. Either misuse of therapeutic equipment (32%) or the treatment intervention itself (31%) were most frequently reported in association with the occurrence of a PSI. In 64% of the PSIs, the students felt no harm had occurred to the patient. A likely relationship between suspected cause and incident was thought to have existed in 80% of the cases These results demonstrate the importance of implementing the attributes of a safe and informed culture within the chiropractic profession by introducing patient safety incident reporting systems. A reporting system will provide an important opportunity to learn from the experiences of one patient or chiropractor and reduce the risk of something similar happening to others Performance Processes Values High Reliability Systems Safety of Clinical Processes Information, Research, and Risk Management
Reporting and learning systems Gunn 2008 (United Kingdom) To identify levels of awareness and understanding of a patient safety incident (PSI) reporting system by members of the British Chiropractic Association (BCA), their attitudes to reporting PSIs, and barriers to incident reporting and use of the Chiropractic Reporting and Learning System (CRLS) by BCA members Qualitative descriptive research Uncertainty and misunderstandings exist among practitioners concerning the CRLS—considerable education of the chiropractic profession in needed regarding the purpose and potential outcomes of reporting PSIs. Suggestions include providing regular information and feedback, a network system of chiropractors who actively promote a culture of safety and the use of the CRLS, and greater clarity and examples of what to report for the different categories on the CRLS form More needs to be done to quell the fears and uncertainty of these chiropractors and improve patient safety incident reporting to the CRLS. The chiropractors interviewed for this study may have had poor awareness and understanding of the CRLS, which may have contributed to its scant use. Without the ongoing utilization of a reporting system, further development of safer clinical practice could be difficult and impossible Performance Processes Values High Reliability Systems Information, Research, and Risk Management
Reporting and learning systems Pohlman 2014 (Canada) To describe the development and validation of provider and patient measurement instruments to identify potential SMT AE in provider offices Instrument development study A feasible instrument was developed and tested that measured seriousness, causality, preventability, and patient disposition when assessing AEs. The reporting system should be active rather than passive, and reports should go directly to a third party to remove patient fears of reporting. Patient perspective is important because providers have demonstrated poor reporting of suspect AEs The development and validation of instruments to evaluate SMT AEs may benefit SMT research by providing the opportunity for rigorous prospective assessment of potential SMT-related AEs and their risk factors. Future efforts with these instruments include putting them into providers' offices for use on consecutive patients to assess AE after SMT Performance Processes Patient and Family Engagement Information, Research, and Risk Management
Reporting and learning systems Pohlman 2016b (Canada) To describe factors that may inhibit pediatric chiropractors' participation in a patient safety reporting and learning system Cross sectional study Barriers to participating in a reporting system include time pressure, patient-related concerns, fear of blame, and feeling it was unnecessary. Patients who have participated in a pilot SMT reporting system reported that instead of developing a negative impression of their provider, they were pleased that their provider was willing to participate in a study looking directly at patient safety Ensuring patient safety is part of their regulatory mandate for self-regulated professions, including chiropractic. This survey has identified potential barriers to participation in a reporting and learning system for the pediatric chiropractic profession, with the largest barriers identified being time pressure and the potential for patient concerns Processes Values Information, Research, and Risk Management
Reporting and learning systems Rozmovits 2016 (Canada) To gain insight into the current safety culture around the use of SMT by regulated health professionals in Canada and to explore perceptions of readiness for implementing formal mechanisms for tracking associated AEs Qualitative descriptive research Inter- and intra-professional disagreements concerning SMT safety were evident with chiropractors, physiotherapists, and naturopaths. While participants broadly welcomed the prospect of having better data to support better practice, the perceived barriers to implementing an incident reporting system for SMT were plentiful, including practical barriers linked to SMT delivery's unbounded and multi-professional nature The established approaches to patient safety derived from high-risk industry and commonly used in acute hospital settings are difficult to apply to non-medical primary care. Collaboration across professions on models that allow practitioners to share information anonymously and help practitioners learn from the reported incidents is needed Performance Processes Values Safety of Clinical Processes Information, Research, and Risk Management Synergy, Partnership, and Solidarity
Reporting and learning systems Pohlman 2020a (Canada and United States) To compare the quantity and quality of AE reports after chiropractic manual therapy in children less than 14 years of age, using active versus passive surveillance reporting systems RCT Monitoring of AEs after treatment needs to occur to make healthcare safer. Practitioners and patients/caregivers need to know the safety profile of the treatments they are considering to make informed decisions about treatment options and set appropriate expectations. Active surveillance is more effective in identifying AEs and can be successfully conducted in ambulatory care settings. Barriers to implementation include time and resources. The key to implementing is patient involvement Active surveillance collected more AE reports than passive surveillance (8.8% vs 0.1%). It is more effective in identifying AEs than passive surveillance and may provide more accurate estimates of AE incidence, including serious AEs, which is necessary when appraising overall risk Performance Safety of Clinical Processes Patient and Family Engagement Information, Research, and Risk Management
Reporting and learning systems Pohlman 2020b (United States) To assess the feasibility of implementing an active-surveillance reporting system of AEs within a chiropractic teaching clinic using paper-based data collection and to determine the preliminary frequency of AEs after a chiropractic clinical encounter administered by chiropractic interns Observational study Barriers to using active surveillance reporting system in teaching clinics include paper forms, extra work for students, added time to patient visits, and lack of intern adherence to the study protocol regarding symptom severity. Facilitators included the opportunity for students to be involved in research and practical opportunities to talk openly about patient safety. Ten percent of patients in this study had an AE, with 80% of these reported by patients We found that it is feasible to implement the collection of patient safety data at a chiropractic teaching clinic using an active surveillance reporting system. Patient safety research must continue within this population to enhance informed consent and potential mitigation options. Active surveillance reporting systems can generate high-quality AE data, allowing for the identification of potential risk factors and the exploration of mitigation options in future studies Performance Processes Safety of Clinical Processes Information, Research, and Risk Management
Reporting and learning systems Thomas 2023 (United Kingdom) To analyze the safety incidents submitted to CPiRLS over a 10-year period (2009 to 2019) in order to enhance patient safety Cross sectional study 268 safety incidents were reported to the chiropractic patient incident reporting and learning system (CPiRLS) over the ten-year period, with an average 30.5% increase over whole years (2010–2018), demonstrating an upward trend over time. Patients should be adequately informed about the currently established risks associated with manual therapy to ensure informed consent is gained and shared decision-making can occur This detailed review of ten years of patient safety incidents reported by the chiropractic profession demonstrates that, while significant under-reporting is highly suspected, there has been an upward trend in the frequency of safety incidents reported to CPiRLS during the period from 2009 to 2019, providing a sizeable database for helpful analysis. Patient harm was reported in 30% of safety incidents. However, the level of harm is unclear. CPiRLS has an important role in improving patient safety in the chiropractic profession Performance Processes Safety of Clinical Processes Information, Research, and Risk Management
Reporting and learning systems Pohlman 2024 To report the incidence of AE after SMT, collected using the SafetyNet Active Surveillance Reporting System Observational study The study found an overall adverse event (AE) incidence of 21.3% per patient visit, decreasing to 6.3% in patients with no prior symptoms. Most AEs were mild or moderate and commonly involved worsening pre-existing symptoms like pain and stiffness, while serious events, such as dizziness requiring hospitalization, were rare. The findings highlight the need for standardized AE reporting systems, enhanced data collection through electronic health records, and community-based surveillance to improve safety in chiropractic and physiotherapy care This study found the incidence of AEs following chiropractic or physiotherapy patient encounters to be 21.3%. Of these AE reports, the severity classifications were noted as: mild (7.9%), moderate (6.2%), severe (3.7%), serious (1.5%), and missing severity responses (2.0%). This study provides information for clinicians and patients and serves as a framework to more fully understand post-visits AEs more fully and potential strategies to mitigate them Performance Safety of Clinical Processes Patient and Family Engagement Information, Research, and Risk Management Synergy, Partnership, and Solidarity
Office sanitization Pokras 1990 (United States) To examine the efficiency of using paper as a physical barrier to prevent infection arising from contamination of the adjusting table headrests Observational study The clean headrest paper has a negligible bacterial count and a statistically significant elevation in bacterial colony count following patient contact. There was no statistically significant difference in the colony density from swabs collected from the headrest before and after patient contact; thus, the paper covering the headrest must have acted as an acceptable physical barrier to bacterial transmission between the patient and the headrest Clean headrest paper acts as an adequate physical barrier to protect the sanitary status of the headrest surface. However, this paper barrier may not be adequate for protecting the total body surface of the supine patient in terms of the potential for the paper to tear and the limited area that is covered around the headrest Performance Processes Safety of Clinical Processes
Office sanitization Bifero 2006 (United States) To enumerate the microbial flora on the headrest, armrest, and thoracic portion of chiropractic adjusting tables to determine the presence of pathogenic microorganisms and identify the potential for nosocomial transmission Cross sectional study Chiropractic table surfaces that come into skin contact with patients harbor many organisms, including coagulase-positive staphylococci, gram-negative bacilli, and MRSA. Non-pathogenic environmental fungi were also found, but not enough to warrant significant overgrowth. Headrests and armrests had a higher percentage of organisms compared to the thoracic portion, supporting the conclusion that skin contact was the main source All of the surfaces sampled on the chiropractic adjusting tables carried microorganisms. This study supports and emphasizes the need for an effective disinfection protocol to prevent bacterial and fungal buildup that may pose a direct threat to the patient and possibly the community Performance Processes Safety of Clinical Processes
Office sanitization Evans 2007a (United States) To make an initial assessment of chiropractic students' attitudes, current behaviors, and practices regarding hand washing, hand sanitizing, and disinfection of treatment tables in one chiropractic college Qualitative descriptive research 68.8% of students wash their hands frequently, 28% carry hand sanitizer, 95% always change face paper, but 80% never/rarely wipe off the table with sanitizer. They support hand washing and sanitizing tables but are concerned about the safety of agents, the recommended cleaning frequency, and negative patient perceptions. Without a disinfectant, students will most likely continue to do nothing to treatment table surfaces unless a protocol is established This chiropractic teaching institution needs to adopt reasonable infection control measures, including sinks in common areas, hand sanitizer dispensers, and more education for students and faculty. Table disinfection should be adopted as a routine procedure Performance Processes Safety of Clinical Processes Synergy, Partnership, and Solidarity
Office sanitization Evans 2007b (United States) To assess the presence of pathogenic microbes on treatment tables in one outpatient teaching clinic and determine a simple behavioral model for infection control including table disinfection and accepted hand washing and sanitizing protocols Observational study Two treatment tables contained (g-) organisms, and all tables contained at least some (g +) organisms, including S. epidermidis, S. saprophyticus, and S. aureus. Post-sanitizing testing demonstrated no pathogenic microbes present on tested tables after the use of either of the disinfecting agents. It is proposed that treatment table surfaces be sanitized at the start of the day, mid-day, at the close of the day and any time clinical judgment warrants additional disinfecting A systematic infection control protocol may not be in place for the chiropractic profession, but it is needed. Future research should determine the relative risk associated with treatment on tables where inadequate infection control measures are an issue. Studies that quantify the amount of pathogenic microbes on treatment surfaces should be considered as risk may hinge on quantity Performance Processes Safety of Clinical Processes
Office sanitization Evans 2008 (United States) To assess the presence of microbes and other allergens or pathogens on cloth chiropractic tables Observational study A sampling of tables found mold spores, candida colonies, and gram-positive bacteria, but no MRSA. The infection control program should include the need to wash hands or sanitize them between every patient contact, wipe tables with a suitable disinfection agent between every patient, and consider gloved hands anytime these appear clinically indicated. Other protocols, such as offering workers mandated sick time when sick and appropriate vaccine options, may also be needed Pathogens and allergens are present on cloth chiropractic treatment tables and benches. Currently, the chiropractic profession in the United States does not have a suggested guideline that has been adopted for disinfecting treatment tables. Teaching institutions need comprehensive infection control programs, which should subsequently be shared with field practitioners Performance Processes Safety of Clinical Processes
Office sanitization Evans 2009 (United States) To present a proposed guideline for hand and treatment table surface sanitizing for the chiropractic profession that is evidence-based and can easily be adopted by teaching institutions and doctors in the field Narrative review Compliance with hand hygiene and table disinfection is poor, with reasons given as time factors, lack of hand sanitizer, lack of sinks near treatment areas, or even failure to understand when there is an appropriate moment for hand hygiene outside the most obvious opportunities. The lack of chiropractic-specific guidelines on hand hygiene and treatment table disinfection needs to be addressed with future research testing education and compliance programs in the profession Microbes that are potentially harmful to both doctor and patient are known to be present on chiropractic treatment tables. In the absence of any standardized hand and table sanitizing protocols, it is suggested that hand sanitizing with alcohol-based gel be recommended, appropriate wipes or solutions should be used for table sanitizing, cloth tables should be abandoned, and a national guideline on hand sanitizing be adopted Performance Processes Policies to Eliminate Avoidable Harm in Healthcare Safety of Clinical Processes Synergy, Partnership, and Solidarity
General patient safety topics Gleberzon 2011 (Canada) To perform a narrative review of the chiropractic literature regarding older patients between 2001 and 2010 Narrative review SMT can be safely provided for older patients. Older patients do not experience more injuries than younger patients; they may actually experience fewer due to technique and force modification by the practitioner or greater joint stiffness. Modifications recommended include non-HVLA techniques, increased surface area contact, alternate positioning for adjustments, and using drop pieces Modifications can be made to increase patient safety when considering chiropractic care for older patients Performance Safety of Clinical Processes
General patient safety topics Boucher 2014 (Canada) To expand practitioners' knowledge on areas of liability when treating low back pain patients Case series Failures that led to a verdict of negligence have included informed consent, diagnosis and choice or application of manipulative technique. The chiropractor must obtain informed consent and include a discussion with the patient, including advising them of the risks of SMT and other alternative treatments. The chiropractor must constantly re-evaluate their diagnosis as the patient progresses and document this progress and their counseling on a procedure. Case law has established that a conservative course of treatment should be established for the first 2–3 days before commencing SMT According to case law, SMT conducted to the thoracic spine, lumbar spine, or sacroiliac joints constitutes a risk of aggravating a pre-existent disc injury. With acute nonspecific low back pain patients, practitioners should consider disc herniation as a differential diagnosis when risk factors are documented in the patient's history, despite the absence of objective neurological signs during physical examination Performance Processes Safety of Clinical Processes
General patient safety topics Jevne 2014 (Norway) To describe claims reported to the Danish Patient Compensation Association and the Norwegian System of Compensation to Patients related to chiropractic from 2004 to 2012 Observational study The most frequent complaint categories were 91 (30.3%) cases of worsening symptoms following treatment, 57 (19%) cases of alleged disk herniations, and 46 (15.3%) cases of delayed referral. Many complaints were filed because of unrealistic expectations of treatment effects or because the clinicians did not inform the patients about commonly occurring benign reactions to treatment, suggesting these may be preventable if adequate information is given prior to treatment Clinicians need to stay vigilant and prioritize thorough and reasoned clinical examinations. They should also devote time to explaining the large incidence of minor AEs to patients and emphasizing that these are not AEs but normal, benign reactions to manual treatment. We strongly support the implementation of incident reporting in chiropractic practice, as more knowledge can be gained through a more systematic collection of reported AEs Performance Processes Safety of Clinical Processes Information, Research, and Risk Management
General patient safety topics Innes 2016 (Australia and France) To review CCE definitions of competence, domains of educational competencies, components of the domains of competencies as represented by assessment and diagnosis, ethics, and intellectual development, and to make recommendations, if significant deficiencies were found Systematic/ scoping review The Council on Chiropractic Education (CCE) should consider the evidence for a more prescriptive approach to physical examination components to reduce the possibility of errors. An internationally uniform definition of competence for chiropractic education and assessment is required, and identifying opportunities for improving the enforcement of standards may result in a uniform quality international standard of patient care and practice safety The main similarities between international CCEs were found in relation to the structure and terms describing the domain level of competencies. Differences were noted in the interpretation of those terms. Recommendations were made, and adopting these could create homogenized, internationally consistent, and high-quality graduating standards Performance Processes Policies to Eliminate Avoidable Harm in Healthcare Health Worker Education, Skills, and Safety Synergy, Partnership, and Solidarity
General patient safety topics Marchand 2015b (Italy) To identify the amount of force necessary to create damage in the pediatric spine, which could be used as a limit of force that should never be exceeded during pediatric SMT. Adult data were identified to compare with pediatric data to evaluate differences between pediatric and adult spines so that scaling models could be proposed. A model of care is discussed to address the gap of knowledge concerning pediatric SMT technique adaptations to prevent the occurrence of safety incidents Qualitative descriptive research Results showed a nonlinear increase in the cervical tensile strength in relation to the increasing age of the specimens. The progressive increase in forces used during pediatric SMT and technique adaptations progressively changing according to age reflect the biomechanical findings of increased tensile strength in relation to specimen age. The reference of 50 newtons (N) of force may help quantify the limit of the sub-catastrophic clinical level, help practitioners remain within the paraphysiologic zone during pediatric SMT, and prevent the occurrence of safety incidents related to incorrect technique This review suggests a nonlinear increase in the tensile strength of the cervical spine according to the age of human specimens. Based on the reported tensile strengths, a preliminary model of care combining the scaling ratios and the reported technique adaptations used during pediatric SMT has been proposed. The safety and clinical implications of the preliminary model of care may impact the practice of SMT for infants and children Performance Processes Safety of Clinical Processes

LEGEND:
AE = adverse event;
CONSORT = Consolidated Standards of Reporting Trials;
MRSA = Methicillin-resistant Staphylococcus aureus;
RCT = Randomized Clinical Trial;
SMT = spinal manipulation therapy;
UK = United Kingdom;
US = United States of America